United States of America Markets Inc. is a registered Retail Foreign Exchange Dealer (RFED) with the Commodity Futures Trading Commission (CFTC) and a member of the National Futures Association (NFA #0516820).

Background affiliation status information center

We are required to inform you of National Futures Association’s (NFA) Background Affiliation Status Information Center (BASIC). BASIC compiles various information on registrants and may be accessed by anyone via the NFA website.

The information in BASIC includes current and historical CFTC and NFA membership information and regulatory and non-regulatory actions contributed by NFA, the CFTC and the U.S. futures exchanges. To locate information on a registrant, begin your BASIC search by entering the registrant’s name or NFA ID number.

Our NFA ID number is 0516820. For questions regarding BASIC, please contact the NFA Information Center Monday through Friday at 1-800-621-3570 between the hours of 8:00 a.m. and 5:00 p.m. CT.

View NFA Profile

We’re serious about security

We frequently review our business procedures to ensure that client data is well-protected and safeguarded. We also understand that periods of economic uncertainty can happen at any time. That is why, as part of our risk management strategy, we have robust processes that monitor our regulatory capital levels on a regular basis.

Client personal data

The safety of client data is of the utmost importance to us. We comply with all applicable data protection laws and use the latest security technology to protect all personal information. We also never share your data with third parties without consent. For more details, see our Privacy Policy.

Additional steps we take

We protect our clients and business further by adopting a range of additional procedures including:
  • Offering payment methods that provide transfer security and client privacy by using Transport Layer Security (TLS) technology
  • Having established procedures to determine client appropriateness for trading
  • Maintaining an execution policy that is fair and ensures we always try to execute all orders in the best interests of our clients
  • Ensuring we are transparent about our trading conditions and associated costs
  • Collaborating with multiple liquidity providers to try and keep spreads as low as possible.